University Of Glasgow Professorial Zoning

By | 7th June 2017

University Of Glasgow Professorial Zoning

1. Introduction

The University’s Zone Based Pay & Reward Structure provides for movement between zones within the professorial grade of the academic career track, subject to satisfying the relevant zone descriptor criteria in relation to which an application is sought through a self-application process.

2. Equal Opportunities

The University of Glasgow is committed to promoting equality of opportunity in all its activities and aims to provide a work, learning, research and teaching environment free from discrimination and unfair treatment.  The principles of the Athena SWAN Charter are embedded in the application of this policy. Procedures for movement between zones are intended to be fair, transparent and consistent with the University’s Equal Opportunities Policies.

Against this background, all members of the professoriate will be treated fairly and equitably with outcomes based solely on assessment of a professorial profile in relation to the specified criteria applicable to the zone into which placement is sought, irrespective of employment or contractual status and personal circumstances.  The Panel will take into account individuals who are currently, or have been, part-time, or have had a significant absence, whether due to parental leave, illness or other cause provided they outline clearly in their application the impact of those particular factors on output.

Further, the University’s Equality and Diversity Strategy Committee monitors ethnic origin, disability and gender data in relation to the outcome of applications for zone movement.  This continual review of career development trends and statistics ensures that the criteria against which decisions are taken, remain objectively justifiable and lawful in accordance with equality legislation.

 University Of Glasgow Professorial Zoning

3. Principles

The procedure incorporates the undernoted principles:

  • Applications for movement between zones will be subject to a rigorous and robust internal process.
  • Professorial staff may be considered for movement into the next zone, subject to satisfying the relevant zone descriptor through the provision of specific evidence (by completing a Professorial Zone Movement Application Form) demonstrating that the level of performance and associated outputs match the zone descriptors of the higher level.
  • Each professorial profile will be considered and judged on its merits in accordance with the relevant career track criteria applicable to the zone into which movement is sought.
  • It is expected that a professor will normally be able to demonstrate meeting a preponderance of the criteria outlined across the range of academic activity, to justify movement into the next zone within the professorial career path, irrespective of track.  It is recognised that distinction in all of the areas detailed in the zone criteria will very rarely be achieved. There will be no expectation that all of the listed activities will be undertaken all of the time. It does mean that the University can expect/require professors to undertake any of these activities.  The criteria are not exhaustive, and professors may be required to undertake other duties of a similar level and responsibility. In some roles and disciplines, some of the activities detailed will be essential requirements of the role. Criteria for assessing the extent to which a professorial profile meets the criteria for movement into the next zone will be applied fairly and consistently.
  • Judgements will be based as far as possible on objective evidence in meeting a preponderance of the requisite criteria across the range of academic activity applicable to the professorial career path and zone.

 University Of Glasgow Professorial Zoning

4. Coverage

The policy and process is accessible to all members of the professoriate within and potential recruits to the zone based pay and reward structure.

5. Application Process and Criteria

The decision to apply is that of the applicant, whether supported or not by their line manager.  Applicants should be mindful that an unsuccessful outcome will normally prevent a further application being made the following year without the support of their Vice Principal & Head of College.

Professors seeking zone movement are expected to provide clear evidence to demonstrate the extent to which the relevant zone criteria are satisfied in the Professorial Zoning Form. Further, professors are strongly advised and encouraged to discuss their application with the relevant Head of School/Director of Research Institute prior to submission. Heads of Schools/Directors of Research Institutes and Heads of Colleges will normally, as part of annual performance and development review discussions, have taken the opportunity to discuss potential future development and career trajectory with each professor.

Where relevant applications will normally consist of:-

  • ‌Professorial Zone Movement Application Form‌
  • Grant Calculation
  • PhD Calculation
  • An up-to-date CV
  • A full publication list (including all publications)

The submitted documentation will be assessed against the relevant Career track Zone Descriptors.  Applications for zone movement will be assessed and subsequent decisions normally taken on the basis of best-fit with the zone criteria into which movement is sought, across the range of academic activity in the relevant career track zone descriptor, and ultimately where there is conformance.

Career Track Assessment Based On
Research & Teaching Preponderance across 7 criteria
Academic Clinician Clinical practice + preponderance across 7 criteria
Learning, Teaching & Scholarship Preponderance across 5 criteria

The Head of School / Director of Research Institute is required to complete a statement providing an evaluation of the professorial profile against the identified career track zone criteria detailing the extent to which the submission satisfies the criteria for the zone.  In addition, the Head of School / Director of Research Institute is expected to comment upon and confirm the factual accuracy of the submission.

University Of Glasgow Professorial Zoning

6. Zone Movement Panel

A Zone Movement Panel will be convened for each College, chaired by the Senior Vice Principal, comprising the Vice Principals for Learning & Teaching, Research, Innovation & Knowledge Exchange and Internationalisation along with the respective Vice-Principal/Head of College, the respective Head of School or Director of Research Institute, and two members of senior professorial staff (either another Head of School / Director of Research Institute, a Dean or someone nominated by the Vice Principal & Head of College) along with the Head of College HR.  The HR Director and Head of Performance, Pay & Reward will also attend where possible, along with a clerk from the Performance, Pay & Reward team. The panel will be responsible for reviewing each application for zone movement and determining whether or not an application for zone movement is justified.

The recommendations of the Zone Movement Panel will be reported and reviewed by the Principal’s Board of Review where applications deemed as satisfying the relevant zone descriptor justifying movement to a higher zone, will proceed for final decision.

In the event that the panel is unable to reach consensus on whether or not an application for zone movement is justified, the panel may refer the decision to the Principal’s Board of Review.

University Of Glasgow Professorial Zoning

7. Principal’s Board of Review

The Board of Review is responsible for ensuring that the annual zone movement process is appropriately conducted.  The Principal’s Board of Review constituted for this purpose, will be chaired by the Principal, or in the event that the Principal is unable to attend, the Senior Vice Principal and comprises:-

  • Principal and / or Senior Vice Principal
  • All Vice Principals( including VP/Heads of College)
  • Director of Human Resources
  • An External Assessor
  • Head of Performance, Pay & Reward

The Board of Review will be responsible for assessing, reviewing, moderating and determining, where appropriate, zone movement decisions and recommendations from College Panels to ensure fairness and consistency across the University.

University Of Glasgow Professorial Zoning

8. Notification of Outcomes

Following consideration by the Board of Review, the Performance, Pay & Reward team will communicate the outcome of the process to all applicants.  Where an application for zone movement is unsuccessful, or where the outcome of an application is different to that for which zone movement was submitted, feedback will be provided to unsuccessful applicants by the Head of School / Director of Research Institute with appropriate information from the College Panel.  This will include guidance and support in relation to any future application.  Unsuccessful applicants will normally be unable to re-apply for a two year period without permission from their Vice Principal & Head of College.

9. Successful Applications

Where an application for movement between zones is successful, the salary placement level of the applicant will be amended to the bottom of the zone into which movement is sought (normally the next zone) unless the current salary level of any particular professor is within the overlap between zone boundaries.  In this event, salary placement will be adjusted accordingly, normally beyond the current salary placement. Successful applications will be effective from 1 August. i.e. in accordance with the % increase normally applicable for sustained exceptional performance in relation to recognition and reward (% sum is subject to variation from year to year.)

University Of Glasgow Professorial Zoning

10. Timetable

Submission of Zone Movement Application to the PPR Team

17 February 2017

College Zone Movement Panels

By 31st May 2017

Board of Review Meeting

By 30 June 2017

Formal Notification of Zone Movement Decisions

By 14 July 2017

Implementation Date

1 August 2017

 University Of Glasgow Professorial Zoning

11. Confidentiality

In accordance with the provisions of the Data Protection Act 1998, it is University policy in the interests of confidentiality, to retain the relevant information provided to the relevant College Panel.  However, it should be noted that applicants are entitled to submit a Subject Access Request and may be able to challenge this policy and force disclosure of all of the information provided as part of this process in relation to their individual application.

12. Records Management

Zone Movement Applications will be retained in the relevant personal file along with any outcome notification letters.

13. Forms and Guidance